SetupDiag

Artikel
01/18/2024
Gäller för:

✅ Windows 11, ✅ Windows 10

Note

This article is a 300 level article (moderate advanced). See Resolve Windows upgrade errors for a full list of articles in this section.

Download the latest version of SetupDiag

About SetupDiag

Important

When SetupDiag is run manually, Microsoft recommends running the latest version of SetupDiag. The latest version is available via the following download link. Running the latest version ensures the latest functionality and fixes known issues.

SetupDiag is a diagnostic tool that can be used to obtain details about why a Windows upgrade was unsuccessful.

SetupDiag works by examining Windows Setup log files. It attempts to parse these log files to determine the root cause of a failure to update or upgrade the computer to Windows. SetupDiag can be run on the computer that failed to update. The logs can also be exported from the computer to another location and then running SetupDiag in offline mode.

SetupDiag is included with Windows Setup in all currently supported versions of Windows.

During the upgrade process, Windows Setup extracts all its sources files, including SetupDiag.exe, to the %SystemDrive%$Windows.~bt\Sources directory. If there's an issue with the upgrade, SetupDiag automatically runs to determine the cause of the failure.

When run by Windows Setup, the following parameters are used:

/ZipLogs:False
/Format:xml
/Output:%windir%\logs\SetupDiag\SetupDiagResults.xml
/RegPath:HKEY_LOCAL_MACHINE\SYSTEM\Setup\SetupDiag\Results

The resulting SetupDiag analysis can be found at %WinDir%\Logs\SetupDiag\SetupDiagResults.xml and in the registry under HKLM\SYSTEM\Setup\SetupDiag\Results.

Note

When Windows Setup runs SetupDiag automatically, the registry path isn't the same as the default registry path when SetupDiag is run manually. When SetupDiag is run manually, and the /RegPath parameter isn't specified, data is stored in the registry at HKLM\SYSTEM\Setup\MoSetup\Volatile\SetupDiag.

Important

When SetupDiag indicates that there were multiple failures, the last failure in the log file is typically the fatal error, not the first one.

If the upgrade process proceeds normally, the Sources directory including SetupDiag.exe is moved under %SystemDrive%\Windows.Old for cleanup. If the Windows.old directory is deleted later, SetupDiag.exe is also removed.

Requirements

The destination version of Windows must be a currently supported version of Windows. The originally installed version of Windows can be a version of Windows that's out of support as long as:
- The destination version of Windows is a currently supported version of Windows.
- Upgrade to the destination version of Windows is supported from the original installed version of Windows.
.NET Framework 4.7.2 or newer must be installed. To determine which version of .NET is preinstalled with a specific version of Windows, see .NET Framework system requirements: Supported client operating systems. To determine which version of .NET is currently installed, see How to: Determine Which .NET Framework Versions Are Installed.

The following command-line query can be used to display the currently installed version of .NET:
```
reg.exe query "HKLM\SOFTWARE\Microsoft\Net Framework Setup\NDP\v4" /s
```
As long as at least the required version of .NET is installed, no additional action is required, including if a newer version is installed.

Using SetupDiag

To quickly use SetupDiag on the current computer:

Verify that the system meets the requirements.
Download SetupDiag.
If the web browser asks what to do with the file, choose Save. By default, the file is saved to the Downloads folder. If desired, the file can also be saved to a different location by using Save As.
When SetupDiag finishes downloading, open the folder where the file was downloaded. By default, this folder is the Downloads folder, which is displayed in File Explorer under Quick access in the left navigation pane.
Double-click the SetupDiag file to run it. Select Yes if asked to approve running the program.

Double-clicking the file to run it automatically closes the command window when SetupDiag completes its analysis. To instead keep the window open to review the messages SetupDiag generates, run the program by typing SetupDiag at the command prompt instead of double-clicking it. When running from a command prompt, make sure to change directories to where SetupDiag is located.

A command window opens while SetupDiag diagnoses the computer. Wait for this process to finish.
When SetupDiag finishes, two files are created in the same folder where SetupDiag was run from. One is a configuration file, the other is a log file.
Use Notepad to open the log file SetupDiagResults.log.
Review the information that is displayed. If a rule was matched, this information can say why the computer failed to upgrade, and potentially how to fix the problem. See the section Text log sample.

For instructions on how to run the tool in offline mode and with more advanced options, see the sections Parameters and Examples.

Parameters

Parameter	Description
/?	Displays interactive help
/Output:[Full path and file name for output log file]	This optional parameter specifies the name and location for the results log file. The output file contains the analysis from SetupDiag. Only text format output is supported. UNC paths work provided the context under which SetupDiag runs has access to the UNC path. If the path has a space in it, the entire path must be enclosed in double quotes ("). See the Examples sections for an example. Default: If not specified, SetupDiag creates the file SetupDiagResults.log in the same directory where SetupDiag.exe is run.
/LogsPath:[Full path to logs]	This optional parameter specifies the location of logs to parse and where to find the log files for an offline analysis. These log files can be in a flat folder format, or containing multiple subdirectories. SetupDiag recursively searches all child directories. Defaults to checking the current system for logs.
/ZipLogs:[True \| False]	This optional parameter Tells SetupDiag.exe to create a zip file containing the results and all the log files that were parsed. The zip file is created in the same directory where SetupDiag.exe is run. Default: If not specified, a value of 'true' is used.
/Format:[xml \| json]	This optional parameter specifies the output format for log files to be XML or JSON. If this parameter isn't specified, text format is used by default.
/Scenario:[Recovery \| Debug]	This optional parameter can do one of the following two items based on the argument used: Recovery instructs SetupDiag.exe to look for and process reset and recovery logs and ignore setup/upgrade logs. Debug instructs SetupDiag.exe to debug memory dumps if the requisite debug binaries are installed.
/Verbose	This optional parameter creates a diagnostic log in the current directory, with debugging information, additional data, and details about SetupDiag. By default, SetupDiag only produces a log file entry for major errors. Using /Verbose causes SetupDiag to always produce another log file with debugging details. These details can be useful when reporting a problem with SetupDiag.
/NoTel	This optional parameter tells SetupDiag.exe not to send diagnostic telemetry to Microsoft.
/RegPath	This optional parameter Instructs SetupDiag.exe to add failure information to the registry under the given path. Registry paths should start with HKEY_LOCAL_MACHINE or HKEY_CURRENT_USER and be accessible at the elevation level SetupDiag is executed under. If this parameter isn't specified, the default path is HKLM\SYSTEM\Setup\MoSetup\Volatile\SetupDiag.
/AddReg	This optional parameter Instructs SetupDiag.exe to add failure information to the registry on the executing system in offline mode. SetupDiag by default adds failure information to the registry in Online mode only. Registry data goes to HKEY_LOCAL_MACHINE\SYSTEM\Setup\MoSetup\Volatile\SetupDiag unless otherwise specified.

Note

The /Mode parameter is deprecated in SetupDiag.

In previous versions, this command was used with the LogsPath parameter to specify that SetupDiag should run in an offline manner to analyze a set of log files that were captured from a different computer. In current versions of SetupDiag, when /LogsPath is specified then SetupDiag automatically runs in offline mode, therefore the /Mode parameter isn't needed.

Examples

In the following example, SetupDiag is run with default parameters in online mode. The results file is SetupDiagResults.log in the same folder where SetupDiag is run.
```
SetupDiag.exe
```
In the following example, SetupDiag is run in online mode (this mode is the default). It knows where to look for logs on the current (failing) system, so there's no need to gather logs ahead of time. A custom location for results is specified.
```
SetupDiag.exe /Output:C:\SetupDiag\Results.log
```
The following example uses the /Output parameter to save results to a path name that contains a space:
```
SetupDiag /Output:"C:\Tools\SetupDiag\SetupDiag Results\Results.log"
```
The following example specifies that SetupDiag is to run in offline mode, and to process the log files found in D:\Temp\Logs\LogSet1.
```
SetupDiag.exe /Output:C:\SetupDiag\Results.log /LogsPath:D:\Temp\Logs\LogSet1
```
The following example sets recovery scenario in offline mode. In the example, SetupDiag searches for reset/recovery logs in the specified LogsPath location and output the results to the directory specified by the /Output parameter.
```
SetupDiag.exe /Output:C:\SetupDiag\RecoveryResults.log /LogsPath:D:\Temp\Cabs\PBR_Log /Scenario:Recovery
```
The following example sets recovery scenario in online mode. In the example, SetupDiag searches for reset/recovery logs on the current system and output results in XML format.
```
SetupDiag.exe /Scenario:Recovery /Format:xml
```
The following example is an example of Offline Mode. SetupDiag is instructed to parse setup/upgrade log files in the LogsPath directory and output the results to C:\SetupDiag\Results.txt.
```
SetupDiag.exe /Output:C:\SetupDiag\Results.txt /LogsPath:D:\Temp\Logs\Logs1 /RegPath:HKEY_CURRENT_USER\SYSTEM\SetupDiag
```
The following example is an example of Online Mode. SetupDiag is instructed to look for setup/upgrade logs on the current system and output its results in XML format to C:\SetupDiag\Results.xml.
```
SetupDiag.exe /Output:C:\SetupDiag\Results.xml /Format:xml
```
The following example is an example of Online Mode where no parameters are needed or used. SetupDiag is instructed to look for setup/upgrade logs on the current system and output the results to the same directory where SetupDiag is located.
```
SetupDiag.exe
```
The following example is an example of Reset/Recovery Offline Mode. SetupDiag is instructed to look for reset/recovery logs in the specified LogsPath location. It then outputs the results to the directory specified by the /Output parameter.
```
SetupDiag.exe /Output:C:\SetupDiag\RecoveryResults.log /LogsPath:D:\Temp\Cabs\PBR_Log /Scenario:Recovery
```
The following example is an example of Reset/Recovery Online Mode. SetupDiag is instructed to look for reset/recovery logs on the current system and output its results in XML format.
```
SetupDiag.exe /Scenario:Recovery /Format:xml
```

Log files

Windows Setup Log Files and Event Logs has information about where logs are created during Windows Setup. For offline processing, SetupDiag should be run against the contents of the entire folder. For example, depending on when the upgrade failed, copy one of the following folders to the offline location:

\$Windows.~bt\sources\panther
\$Windows.~bt\Sources\Rollback
\Windows\Panther
\Windows\Panther\NewOS

If the parent folder and all subfolders are copied, SetupDiag automatically searches for log files in all subdirectories.

Setup bug check analysis

When Microsoft Windows encounters a condition that compromises safe system operation, the system halts. This condition is called a bug check. This condition is also commonly referred to as a system crash, a kernel error, a Stop error, or BSOD. Typically a hardware device, hardware driver, or related software causes this error.

If crash dumps are enabled on the system, a crash dump file is created. If the bug check occurs during an upgrade, Windows Setup extracts a minidump (setupmem.dmp) file. SetupDiag can also debug these setup-related minidumps.

To debug a setup-related bug check:

Specify the /LogsPath parameter. Memory dumps can't be debugged in online mode.
Gather the setup memory dump file (`setupmem.dmp) from the failing system.

Setupmem.dmp is created in either %SystemDrive%$Windows.~bt\Sources\Rollback, or in %WinDir%\Panther\NewOS\Rollback depending on when the bug check occurs.
Install the Windows Debugging Tools on the computer that runs SetupDiag.

In the following example, the setupmem.dmp file is copied to the D:\Dump directory and the Windows Debugging Tools are installed prior to running SetupDiag:

SetupDiag.exe /Output:C:\SetupDiag\Dumpdebug.log /LogsPath:D:\Dump

Known issues

Some rules can take a long time to process if the log files involved are large.

Sample output

The following command is an example where SetupDiag is run in offline mode.

D:\SetupDiag>SetupDiag.exe /output:c:\setupdiag\result.xml /logspath:D:\Tests\Logs\f55be736-beed-4b9b-aedf-c133536c946e /format:xml

SetupDiag v1.7.0.0
Copyright (c) Microsoft Corporation. All rights reserved.

Searching for setup logs...
Found d:\tests\Logs\f55be736-beed-4b9b-aedf-c133536c946e\setupact_6.log with update date 6/12/2023 2:44:20 PM to be the correct setup log.
Found d:\tests\Logs\f55be736-beed-4b9b-aedf-c133536c946e\setupact_1.log with update date 6/12/2023 2:45:19 PM to be the correct rollback log.

Gathering baseline information from setup logs...

SetupDiag: processing rule: CompatScanOnly.
...No match.

...

SetupDiag: processing rule: DISMImageSessionFailure.
..
Error: SetupDiag reports DISM provider failure.
Last Phase: Safe OS
Last Operation: Apply Optional Component status
Message = Failed to get the IDismImage instance from the image session
Function: CDISMManager::CloseImageSession
Error: 0x800706ba
Recommend you re-download the update source files, reboot and try the update again.

SetupDiag found 1 matching issue.

SetupDiag results were logged to: c:\setupdiag\results.xml
Logs ZipFile created at: c:\setupdiag\Logs_14.zip

Rules

When SetupDiag searches log files, it uses a set of rules to match known issues. These rules are contained in an xml file. The xml file might be updated with new and updated rules as new versions of SetupDiag are made available.

Each rule name and its associated unique rule identifier are listed with a description of the known upgrade-blocking issue. In the rule descriptions, the term down-level refers to the first phase of the upgrade process, which runs under the original OS.

Rule Name	GUID	Description
CompatScanOnly	FFDAFD37-DB75-498A-A893-472D49A1311D	This rule indicates that `setup.exe` was called with a specific command line parameter that indicated setup was to do a compatibility scan only, not an upgrade.
PlugInComplianceBlock	D912150B-1302-4860-91B5-527907D08960	Detects all compatibility blocks from Server compliance plug-ins. This rule is for server upgrades only. It outputs the compliance block and remediation required.
BitLockerHardblock	C30152E2-938E-44B8-915B-D1181BA635AE	This block is an upgrade block when the target OS doesn't support BitLocker, yet the host OS has BitLocker enabled.
VHDHardblock	D9ED1B82-4ED8-4DFD-8EC0-BE69048978CC	This block happens when the host OS is booted to a VHD image. Upgrade isn't supported when the host OS is booted from a VHD image.
PortableWorkspaceHardblock	5B0D3AB4-212A-4CE4-BDB9-37CA404BB280	This block indicates that the host OS is booted from a Windows To-Go device (USB key). Upgrade isn't supported in the Windows To-Go environment.
AuditModeHardblock	A03BD71B-487B-4ACA-83A0-735B0F3F1A90	This block indicates that the host OS is currently booted into Audit Mode, a special mode for modifying the Windows state. Upgrade isn't supported from this state.
SafeModeHardblock	404D9523-B7A8-4203-90AF-5FBB05B6579B	This block indicates that the host OS is booted to Safe Mode, where upgrade isn't supported.
InsufficientSystemPartitionDiskSpaceHardblock	3789FBF8-E177-437D-B1E3-D38B4C4269D1	This block is encountered when setup determines the system partition doesn't have enough space to be serviced with the newer boot files required during the upgrade process. The system partition is where the boot loader files are stored
CompatBlockedApplicationAutoUninstall	BEBA5BC6-6150-413E-8ACE-5E1EC8D34DD5	This rule indicates there's an application that needs to be uninstalled before setup can continue.
CompatBlockedApplicationDismissable	EA52620B-E6A0-4BBC-882E-0686605736D9	When setup is run in /quiet mode, there are dismissible application messages that turn into blocks unless the command line also specifies /compat ignorewarning. This rule indicates setup was executed in /quiet mode but there's an application dismissible block message that prevented setup from continuing.
CompatBlockedFODDismissable	7B693C42-793E-4E9E-A10B-ED0F33D45E2A	When setup is run in /quiet mode, there are dismissible Feature On Demand messages that turn into blocks unless the command line also specifies /compat ignorewarning. This rule indicates setup was executed in /quiet mode but there's a Feature On Demand dismissible block message that prevented setup from continuing, usually that the target OS image is missing a Feature On Demand that is installed in the current OS. Removal of the Feature On Demand in the current OS should also resolve the issue.
CompatBlockedApplicationManualUninstall	9E912E5F-25A5-4FC0-BEC1-CA0EA5432FF4	This rule indicates that an application without an Add/Remove Programs entry, is present on the system and blocking setup from continuing. This block typically requires manual removal of the files associated with this application to continue.
GenericCompatBlock	511B9D95-C945-4F9B-BD63-98F1465E1CF6	The rule indicates that system doesn't meet a hardware requirement for running Windows. For example, the device is missing a requirement for TPM 2.0. This issue can occur even when an attempt is made to bypass the hardware requirements.
GatedCompatBlock	34A9F145-3842-4A68-987F-4622EE0FC162	This rule indicates that the upgrade failed due to a temporary block. A temporary block is put in place when an issue is found with a specific piece of software or hardware driver and the issue has a fix pending. The block is lifted once the fix is widely available.
HardblockDeviceOrDriver	ED3AEFA1-F3E2-4F33-8A21-184ADF215B1B	This error indicates a device driver that is loaded on the host OS isn't compatible with the newer OS version. The device driver needs to be removed prior to the upgrade.
HardblockMismatchedLanguage	60BA8449-CF23-4D92-A108-D6FCEFB95B45	This rule indicates the host OS and the target OS language editions don't match.
HardblockFlightSigning	598F2802-3E7F-4697-BD18-7A6371C8B2F8	This rule indicates the target OS is a pre-release, Windows Insider build, and the target machine has Secure Boot enabled. This rule blocks the pre-release signed build from booting if installed on the machine.
DiskSpaceBlockInDownLevel	6080AFAC-892E-4903-94EA-7A17E69E549E	This failure indicates the system ran out of disk space during the down-level operations of upgrade.
DiskSpaceFailure	981DCBA5-B8D0-4BA7-A8AB-4030F7A10191	This failure indicates the system drive ran out of available disk space at some point after the first reboot into the upgrade.
PreReleaseWimMountDriverFound	31EC76CC-27EC-4ADC-9869-66AABEDB56F0	Captures failures due to having an unrecognized `wimmount.sys` driver registered on the system.
DebugSetupMemoryDump	C7C63D8A-C5F6-4255-8031-74597773C3C6	This offline only rule indicates a bug check occurred during setup. If the debugger tools are available on the system, SetupDiag debugs the memory dump and provide details.
DebugSetupCrash	CEEBA202-6F04-4BC3-84B8-7B99AED924B1	This offline only rule indicates that setup itself encountered a failure that resulted in a process memory dump. If the debugger tools are installed on the system, SetupDiag debugs the memory dump and give further details.
DebugMemoryDump	505ED489-329A-43F5-B467-FCAAF6A1264C	This offline only rule is for any memory.dmp file that resulted during the setup/upgrade operation. If the debugger tools are installed on the system, SetupDiag debugs the memory dump and give further details.
DeviceInstallHang	37BB1C3A-4D79-40E8-A556-FDA126D40BC6	This failure rule indicates the system hung or bug checked during the device installation phase of upgrade.
DriverPackageMissingFileFailure	37BB1C3A-4D79-40E8-A556-FDA126D40BC6	This rule indicates that a driver package had a missing file during device install. Updating the driver package might help resolve the issue.
UnsignedDriverBootFailure	CD270AA4-C044-4A22-886A-F34EF2E79469	This rule indicates that an unsigned driver caused a boot failure.
BootFailureDetected	4FB446C2-D4EC-40B4-97E2-67EB19D1CFB7	This rule indicates a boot failure occurred during a specific phase of the update. The rule indicates the failure code and phase for diagnostic purposes.
WinSetupBootFilterFailure	C073BFC8-5810-4E19-B53B-4280B79E096C	Detects failures in the kernel mode file operations.
FindDebugInfoFromRollbackLog	9600EB68-1120-4A87-9FE9-3A4A70ACFC37	This rule determines and gives details when a bug check occurs during the setup/upgrade process that resulted in a memory dump. However, a debugger package isn't required on the executing machine.
AdvancedInstallerFailed	77D36C96-32BE-42A2-BB9C-AAFFE64FCADC	Finds fatal advanced installer operations that cause setup failures. Indicates critical failure in the AdvancedInstaller while running an installer package, includes the .exe being called, the phase, mode, component and error codes.
AdvancedInstallerPluginInstallFailed	2F784A0E-CEB1-47C5-8072-F1294C7CB4AE	This rule indicates some component that was being installed via an advanced installer (FeatureOnDemand, Language Packs, .NET packages, etc.) failed to install. The rule calls out what was being installed. If the failed component is a FeatureOnDemand, remove the Windows Feature, reboot, and try the upgrade again. If the failed component is a Language Pack, remove the additional language pack, reboot, and try the upgrade again.
AdvancedInstallerGenericFailure	4019550D-4CAA-45B0-A222-349C48E86F71	A rule to match AdvancedInstaller read/write failures in a generic sense. Triggers on advanced installer failures in a generic sense. It outputs the application called, phase, mode, component and error code.
FindMigApplyUnitFailure	A4232E11-4043-4A37-9BF4-5901C46FD781	Detects a migration unit failure that caused the update to fail. This rule outputs the name of the migration plug-in and the error code it produced for diagnostic purposes.
FindMigGatherUnitFailure	D04C064B-CD77-4E64-96D6-D26F30B4EE29	Detects a migration gather unit failure that caused the update to fail. This rule outputs the name of the gather unit/plug-in and the error code it produced for diagnostic purposes.
FindMigGatherApplyFailure	A9964E6C-A2A8-45FF-B6B5-25E0BD71428E	Shows errors when the migration Engine fails out on a gather or apply operation. Indicates the Migration Object (file or registry path), the Migration
OptionalComponentFailedToGetOCsFromPackage	D012E2A2-99D8-4A8C-BBB2-088B92083D78	This rule matches a specific Optional Component failure when attempting to enumerate components in a package. Indicates the optional component (OC) migration operation failed to enumerate optional components from an OC Package. It outputs the package name and error code. This rule replaces the OptionalComponentInstallFailure rule present.
OptionalComponentOpenPackageFailed	22952520-EC89-4FBD-94E0-B67DF88347F6	Matches a specific Optional Component failure when attempting to open an OC package. It outputs the package name and error code. Indicates the optional component migration operation failed to open an optional component Package. Outputs the package name and error code.
OptionalComponentInitCBSSessionFailed	63340812-9252-45F3-A0F2-B2A4CA5E9317	Matches a specific failure where the advanced installer service or components aren't operating or started on the system. Indicates corruption in the servicing stack on the down-level system. Outputs the error code encountered while trying to initialize the servicing component on the existing OS.
CriticalSafeOSDUFailure	73566DF2-CA26-4073-B34C-C9BC70DBF043	This rule indicates a failure occurred while updating the SafeOS image with a critical dynamic update. It indicates the phase and error code that occurred while attempting to update the SafeOS image for diagnostic purposes.
UserProfileCreationFailureDuringOnlineApply	678117CE-F6A9-40C5-BC9F-A22575C78B14	Indicates there was a critical failure while creating or modifying a User Profile during the online apply phase of the update. It indicates the operation and error code associated with the failure for diagnostic purposes.
UserProfileCreationFailureDuringFinalize	C6677BA6-2E53-4A88-B528-336D15ED1A64	Matches a specific User Profile creation error during the finalize phase of setup. It outputs the failure code.
UserProfileSuffixMismatch	B4BBCCCE-F99D-43EB-9090-078213397FD8	Detects when a file or other object causes the migration or creation of a user profile to fail during the update.
DuplicateUserProfileFailure	BD7B3109-80F1-4421-8F0A-B34CD25F4B51	This rule indicates a fatal error while migrating user profiles, usually with multiple SIDs associated with a single user profile. This error usually occurs when software creates local user accounts that aren't ever used or signed in with. The rule indicates the SID and UserName of the account that is causing the failure. To attempt to resolve the issue, first back up all the user's files for the affected user account. After the user's files are backed up, delete the account in a supported manner. Make sure that the account isn't one that is needed or is currently used to sign into the device. After deleting the account, reboot, and try the upgrade again.
WimMountFailure	BE6DF2F1-19A6-48C6-AEF8-D3B0CE3D4549	This rule indicates the update failed to mount a WIM file. It shows the name of the WIM file and the error message and error code associated with the failure for diagnostic purposes.
WimMountDriverIssue	565B60DD-5403-4797-AE3E-BC5CB972FBAE	Detects failures in `WimMount.sys` registration on the system.
WimApplyExtractFailure	746879E9-C9C5-488C-8D4B-0C811FF3A9A8	Matches a WIM apply failure during WIM extraction phases of setup. It outputs the extension, path and error code.
UpdateAgentExpanderFailure	66E496B3-7D19-47FA-B19B-4040B9FD17E2	Matches DPX expander failures in the down-level phase of update from Windows Update. It outputs the package name, function, expression and error code.
FindFatalPluginFailure	E48E3F1C-26F6-4AFB-859B-BF637DA49636	Matches any plug-in failure that setupplatform decides is fatal to setup. It outputs the plugin name, operation and error code.
MigrationAbortedDueToPluginFailure	D07A24F6-5B25-474E-B516-A730085940C9	Indicates a critical failure in a migration plugin that causes setup to abort the migration. Provides the setup operation, plug-in name, plug-in action and error code.
DISMAddPackageFailed	6196FF5B-E69E-4117-9EC6-9C1EAB20A3B9	Indicates a critical failure during a DISM add package operation. Specifies the Package Name, DISM error and add package error code.
DISMImageSessionFailure	61B7886B-10CD-4C98-A299-B987CB24A11C	Captures failure information when DISM fails to start an image session successfully.
DISMproviderFailure	D76EF86F-B3F8-433F-9EBF-B4411F8141F4	Triggers when a DISM provider (plug-in) fails in a critical operation. Outputs the file (plug-in name), function called + error code, and error message from the provider.
SysPrepLaunchModuleFailure	7905655C-F295-45F7-8873-81D6F9149BFD	Indicates a sysPrep plug-in failed in a critical operation. Indicates the plug-in name, operation name and error code.
UserProvidedDriverInjectionFailure	2247C48A-7EE3-4037-AFAB-95B92DE1D980	A driver provided to setup (via command line input) failed in some way. Outputs the driver install function and error code.
DriverMigrationFailure	9378D9E2-256E-448C-B02F-137F611F5CE3	This rule indicates a fatal failure when migrating drivers.
UnknownDriverMigrationFailure	D7541B80-5071-42CE-AD14-FBE8C0C4F7FD	This rule indicates a bad driver package resides on the system. The driver package causes the upgrade to fail when the driver package is attempted to migrate to the new OS. The rule usually indicates the driver package name that caused the issue. The remediation is to remove the bad driver package, reboot, and try the upgrade again. If an update to this driver is available from the OEM, updating the driver package is recommended.

FindSuccessfulUpgrade	8A0824C8-A56D-4C55-95A0-22751AB62F3E	Determines if the given setup was a success or not based off the logs.
FindSetupHostReportedFailure	6253C04F-2E4E-4F7A-B88E-95A69702F7EC	Gives information about failures surfaced early in the upgrade process by `setuphost.exe`
FindDownlevelFailure	716334B7-F46A-4BAA-94F2-3E31BC9EFA55	Gives failure information surfaced by SetupPlatform, later in the down-level phase.
FindAbruptDownlevelFailure	55882B1A-DA3E-408A-9076-23B22A0472BD	Gives last operation failure information when the system fails in the down-level, but the log just ends abruptly.
FindEarlyDownlevelError	A4CE4FC9-5E10-4BB1-8ECE-3B29EB9D7C52	Detects failures in down-level phase before setup platform is invoked.
FindSPFatalError	A4028172-1B09-48F8-AD3B-86CDD7D55852	Captures failure information when setup platform encounters a fatal error.
FindSetupPlatformFailedOperationInfo	307A0133-F06B-4B75-AEA8-116C3B53C2D1	Gives last phase and error information when SetupPlatform indicates a critical failure. This rule indicates the operation and error associated with the failure for diagnostic purposes.
FindRollbackFailure	3A43C9B5-05B3-4F7C-A955-88F991BB5A48	Gives last operation, failure phase and error information when a rollback occurs.

Sample logs

Text log sample

Matching Profile found: OptionalComponentOpenPackageFailed - 22952520-EC89-4FBD-94E0-B67DF88347F6
System Information:
    Machine Name = Offline
    Manufacturer = MSI
    Model = MS-7998
    HostOSArchitecture = x64
    FirmwareType = PCAT
    BiosReleaseDate = 20160727000000.000000+000
    BiosVendor = BIOS Date: 07/27/16 10:01:46 Ver: V1.70
    BiosVersion = 1.70
    HostOSVersion = 10.0.15063
    HostOSBuildString = 15063.0.amd64fre.rs2_release.170317-1834
    TargetOSBuildString = 10.0.16299.15 (rs3_release.170928-1534)
    HostOSLanguageId = 2057
    HostOSEdition = Core
    RegisteredAV = Windows Defender,
    FilterDrivers = WdFilter,wcifs,WIMMount,luafv,Wof,FileInfo,
    UpgradeStartTime = 3/21/2023 9:47:16 PM
    UpgradeEndTime = 3/21/2023 10:02:40 PM
    UpgradeElapsedTime = 00:15:24
    ReportId = dd4db176-4e3f-4451-aef6-22cf46de8bde

Error: SetupDiag reports Optional Component installation failed to open OC Package. Package Name: Foundation, Error: 0x8007001F
Recommend you check the "Windows Modules Installer" service (Trusted Installer) is started on the system and set to automatic start, reboot and try the update again.  Optionally, you can check the status of optional components on the system (search for Windows Features), uninstall any unneeded optional components, reboot and try the update again.
Error: SetupDiag reports down-level failure, Operation: Finalize, Error: 0x8007001F - 0x50015
Refer to https://learn.microsoft.com/windows/deployment/upgrade/upgrade-error-codes for error information.

XML log sample

<?xml version="1.0" encoding="utf-16"?>
<SetupDiag xmlns:xsd="http://www.w3.org/2001/XMLSchema" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns="https://learn.microsoft.com/windows/deployment/upgrade/setupdiag">
  <Version>1.7.0.0</Version>
  <ProfileName>FindSPFatalError</ProfileName>
  <ProfileGuid>A4028172-1B09-48F8-AD3B-86CDD7D55852</ProfileGuid>
  <SystemInfo>
    <MachineName>Offline</MachineName>
    <Manufacturer>Gigabyte Technology Co., Ltd.</Manufacturer>
    <Model>X470 AORUS ULTRA GAMING</Model>
    <HostOSArchitecture>1033</HostOSArchitecture>
    <FirmwareType>UEFI</FirmwareType>
    <BiosReleaseDate>20180808000000.000000+000</BiosReleaseDate>
    <BiosVendor>F3</BiosVendor>
    <BiosVersion />
    <HostOSVersion>10.0.18908</HostOSVersion>
    <HostOSBuildString>18908.1000.amd64fre.rs_prerelease.190524-1658</HostOSBuildString>
    <TargetOSBuildString>10.0.18912.1001 (rs_prerelease.190601-1739)</TargetOSBuildString>
    <HostOSLanguageId />
    <HostOSEdition>Professional</HostOSEdition>
    <RegisteredAV>Windows Defender</RegisteredAV>
    <FilterDrivers />
    <UpgradeStartTime>2023-06-06T21:19:10</UpgradeStartTime>
    <UpgradeElapsedTime />
    <UpgradeEndTime>2023-06-06T22:21:49</UpgradeEndTime>
    <RollbackStartTime>0001-01-01T00:00:00</RollbackStartTime>
    <RollbackEndTime>0001-01-01T00:00:00</RollbackEndTime>
    <RollbackElapsedTime />
    <FinalizeStartTime>0001-01-01T00:00:00</FinalizeStartTime>
    <PostOOBESuccessTime>0001-01-01T00:00:00</PostOOBESuccessTime>
    <TotalOfflineTime />
    <CommercialId>Offline</CommercialId>
    <CV>MgUweCZk90KdwUiZ</CV>
    <SetupReportId>F21F8FB6-00FD-4349-84FB-2AC75F389E73</SetupReportId>
    <ReportId>F21F8FB6-00FD-4349-84FB-2AC75F389E73</ReportId>
  </SystemInfo>
  <LogErrorLine>2023-06-06 21:47:11, Error                 SP     Error converting install time 5/2/2023 to structure[gle=0x00000057]</LogErrorLine>
  <FailureData>
Error: SetupDiag reports Fatal Error.
Last Setup Phase = Downlevel
Last Setup Operation: Gather data, scope: EVERYTHING
Error: 0x00000057</FailureData>
  <FailureData>LogEntry: 2023-06-06 21:47:11, Error                 SP     Error converting install time 5/2/2023 to structure[gle=0x00000057]</FailureData>
  <FailureData>LogEntry: 2023-06-06 21:47:11, Error                 SP     Error converting install time 5/2/2023 to structure[gle=0x00000057]</FailureData>
  <FailureData>
Refer to "https://learn.microsoft.com/windows/desktop/Debug/system-error-codes" for error information.</FailureData>
  <FailureDetails>Err = 0x00000057, LastOperation = Gather data, scope: EVERYTHING, LastPhase = Downlevel</FailureDetails>
</SetupDiag>

JSON log sample

{
    "Version":"1.6.0.0",
    "ProfileName":"FindSPFatalError",
    "ProfileGuid":"A4028172-1B09-48F8-AD3B-86CDD7D55852",
    "SystemInfo":{
        "BiosReleaseDate":"20180808000000.000000+000",
        "BiosVendor":"F3",
        "BiosVersion":"F3",
        "CV":"MgUweCZk90KdwUiZ",
        "CommercialId":"Offline",
        "FilterDrivers":"",
        "FinalizeStartTime":"\/Date(-62135568000000-0800)\/",
        "FirmwareType":"UEFI",
        "HostOSArchitecture":"x64",
        "HostOSBuildString":"18908.1000.amd64fre.rs_prerelease.190524-1658",
        "HostOSEdition":"Professional",
        "HostOSLanguageId":"",
        "HostOSVersion":"",
        "MachineName":"Offline",
        "Manufacturer":"Gigabyte Technology Co., Ltd.",
        "Model":"X470 AORUS ULTRA GAMING",
        "PostOOBESuccessTime":"\/Date(-62135568000000-0800)\/",
        "RegisteredAV":"Windows Defender",
        "ReportId":"F21F8FB6-00FD-4349-84FB-2AC75F389E73",
        "RollbackElapsedTime":"PT0S",
        "RollbackEndTime":"\/Date(-62135568000000-0800)\/",
        "RollbackStartTime":"\/Date(-62135568000000-0800)\/",
        "SetupReportId":"F21F8FB6-00FD-4349-84FB-2AC75F389E73",
        "TargetOSArchitecture":null,
        "TargetOSBuildString":"10.0.18912.1001 (rs_prerelease.190601-1739)",
        "TotalOfflineTime":"PT0S",
        "UpgradeElapsedTime":"PT1H2M39S",
        "UpgradeEndTime":"\/Date(1559884909000-0700)\/",
        "UpgradeStartTime":"\/Date(1559881150000-0700)\/"
    },
    "LogErrorLine":"2023-06-06 21:47:11, Error                 SP     Error converting install time 5\/2\/2023 to structure[
        gle=0x00000057
    ]",
    "FailureData":[
        "\u000aError: SetupDiag reports Fatal Error.\u000aLast Setup Phase = Downlevel\u000aLast Setup Operation: Gather data, scope: EVERYTHING\u000aError: 0x00000057",
        "LogEntry: 2023-06-06 21:47:11, Error                 SP     Error converting install time 5\/2\/2023 to structure[
            gle=0x00000057
        ]",
        "LogEntry: 2023-06-06 21:47:11, Error                 SP     Error converting install time 5\/2\/2023 to structure[
            gle=0x00000057
        ]",
        "\u000aRefer to \"https:\/\/learn.microsoft.com\/windows\/desktop\/Debug\/system-error-codes\" for error information."
    ],
    "FailureDetails":"Err = 0x00000057, LastOperation = Gather data, scope: EVERYTHING, LastPhase = Downlevel",
    "DeviceDriverInfo":null,
    "Remediation":[
        
    ],
    "SetupPhaseInfo":null,
    "SetupOperationInfo":null
}

Example registry key

Example of Addreg registry key.

Resolve Windows upgrade errors: Technical information for IT Pros.

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SetupDiag

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Example registry key

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Example registry key

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