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FsRtlCheckOplockEx2 function (ntifs.h)

FsRtlCheckOplockEx2 synchronizes the IRP for a file I/O operation with the current opportunistic lock (oplock) state of the file.

Syntax

NTSTATUS FsRtlCheckOplockEx2(
  [in]           POPLOCK                       Oplock,
  [in]           PIRP                          Irp,
  [in]           ULONG                         Flags,
  [in]           ULONG                         FlagsEx2,
  [in, optional] PVOID                         CompletionRoutineContext,
  [in, optional] POPLOCK_WAIT_COMPLETE_ROUTINE CompletionRoutine,
  [in, optional] POPLOCK_FS_PREPOST_IRP        PostIrpRoutine,
  [in]           ULONGLONG                     Timeout,
  [in, optional] PVOID                         NotifyContext,
  [in, optional] POPLOCK_NOTIFY_ROUTINE        NotifyRoutine
);

Parameters

[in] Oplock

Pointer to the opaque oplock structure for the file. This pointer must have been initialized by a previous call to FsRtlInitializeOplock.

[in] Irp

Pointer to the IRP that declares the requested I/O operation.

[in] Flags

A bitmask for the associated file I/O operation. A file system or filter driver sets bits to specify the behavior of FsRtlCheckOplockEx2. Flags has the following options:

Flag Value Meaning
OPLOCK_FLAG_COMPLETE_IF_OPLOCKED (0x00000001) Specifies to allow an oplock break to proceed without blocking or pending the operation that caused the oplock break.
OPLOCK_FLAG_OPLOCK_KEY_CHECK_ONLY (0x00000002) Specifies that FsRtlCheckOplockEx2 should only check for an oplock key on the FILE_OBJECT that is associated with the IRP that the Irp parameter points to. FsRtlCheckOplockEx2 must then add the key if one is provided in the IRP. No other oplock processing occurs; that is, no oplock break will occur. Supported starting with Windows 7.
OPLOCK_FLAG_BACK_OUT_ATOMIC_OPLOCK (0x00000004) Specifies that FsRtlCheckOplockEx2 should revert any state that was previously set up through a call to the FsRtlOplockFsctrl routine. FsRtlOplockFsctrl is called during processing of an IRP_MJ_CREATE request that specifies the FILE_OPEN_REQUIRING_OPLOCK flag in the create options parameter. The OPLOCK_FLAG_BACK_OUT_ATOMIC_OPLOCK flag is typically used in final processing of such a create request when it previously failed. Supported starting with Windows 7.
OPLOCK_FLAG_IGNORE_OPLOCK_KEYS (0x00000008) Specifies to allow all oplock breaks to proceed regardless of the oplock key. Supported starting with Windows 7.
OPLOCK_FLAG_PARENT_OBJECT (0x00000010) Specifies that Oplock is associated with the parent (directory) of the file or directory to which the IRP in the Irp parameter is directed. Supported starting with Windows 8.
OPLOCK_FLAG_CLOSING_DELETE_ON_CLOSE (0x00000020) Specifies that the I/O operation specified in Irp is an IRP_MJ_CLEANUP for a handle that was originally opened with the FILE_DELETE_ON_CLOSE flag set in its create options. This flag as no effect if Irp is not an IRP_MJ_CLEANUP operation. Specifying this flag may result in an oplock break. Supported starting with Windows 8.
OPLOCK_FLAG_REMOVING_FILE_OR_LINK (0x00000040) Specifies handling an oplock break on a parent directory when deleting a file or link in that directory. If specified, this flag must be combined with OPLOCK_FLAG_PARENT_OBJECT. This flag must be specified when the file system is processing an operation that results in the removal of a link or file. Supported starting with Windows 8.

[in] FlagsEx2

Reserved; must be set to zero.

[in, optional] CompletionRoutineContext

Pointer to caller-defined context information to be passed to the callback routine that the CompletionRoutine parameter points to. This parameter is optional and can be NULL.

[in, optional] CompletionRoutine

Pointer to a caller-supplied callback routine. If an oplock break is in progress, this routine is called when the break is completed. This parameter is optional and can be NULL. If it is NULL, FsRtlCheckOpLockEx2 operates synchronously, putting the caller into a wait state until the oplock break is completed.

CompletionRoutine is declared as follows:

typedef VOID
(*POPLOCK_WAIT_COMPLETE_ROUTINE) (
      IN PVOID Context,
      IN PIRP Irp
      );

CompletionRoutine has the following parameters:

  • Context: A context information pointer that was passed in the Context parameter to FsRtlCheckOplockEx2.
  • Irp: A pointer to the IRP for the I/O operation.

[in, optional] PostIrpRoutine

Pointer to a caller-supplied callback routine to be called if the I/O operation is posted to a work queue. This parameter is optional and can be NULL.

PostIrpRoutine is declared as follows:

typedef VOID
(*POPLOCK_FS_PREPOST_IRP) (
      IN PVOID Context,
      IN PIRP Irp
      );

PostIrpRoutine has the following parameters:

  • Context, which is a context information pointer that was passed in the Context parameter to FsRtlCheckOplockEx2.
  • Irp: A pointer to the IRP for the I/O operation.

[in] Timeout

If non-zero, specifies a timeout (in milliseconds) to wait on an event used to block the caller's thread in order to wait for the oplock break to complete. This value is ignored unless both of the following conditions are true: CompletionRoutine is NULL and NotifyRoutine is not NULL.

[in, optional] NotifyContext

Pointer to an OPLOCK_NOTIFY_PARAMS structure to be passed to the callback routine that the NotifyRoutine parameter points to. This parameter is optional and can be NULL.

[in, optional] NotifyRoutine

Pointer to a caller-supplied callback routine to be called for oplock state notification. This parameter is optional and can be NULL.

NotifyRoutine is declared as follows:

typedef NTSTATUS
(*POPLOCK_NOTIFY_ROUTINE) (
      IN POPLOCK_NOTIFY_PARAMS NotifyParams
      );

NotifyRoutine has the following parameters:

  • NotifyParams, which is set to be the NotifyContext parameter passed to FsRtlCheckOplockEx2.

Return value

FsRtlCheckOplockEx2 returns STATUS_SUCCESS or an appropriate NTSTATUS code such as one of the following:

Return code Description
STATUS_CANCELLED The IRP was canceled. STATUS_CANCELLED is an error code.
STATUS_CANNOT_BREAK_OPLOCK The oplock break cannot be accomplished. The IRP is an IRP_MJ_CREATE request. FILE_OPEN_REQUIRING_OPLOCK was specified in the create options parameter for the operation, and there is a granted oplock.
STATUS_OPLOCK_BREAK_IN_PROGRESS An oplock break is underway. The IRP is an IRP_MJ_CREATE request, and FILE_COMPLETE_IF_OPLOCKED was specified in the create options parameter for the operation. STATUS_OPLOCK_BREAK_IN_PROGRESS is a success code that is returned if OPLOCK_FLAG_COMPLETE_IF_OPLOCKED was set, and an oplock has been broken.
STATUS_PENDING An oplock break is underway, and control of the IRP was passed to the oplock package. If CompletionRoutine is NULL, FsRtlCheckOplockEx2 blocks while the oplock break is processed rather than return STATUS_PENDING. STATUS_PENDING is a success code.

Remarks

Minifilters should call FltCheckOplockEx instead of FsRtlCheckOplockEx2.

FsRtlCheckOplockEx2 synchronizes the IRP for an I/O operation with the current oplock state of a file according to the following conditions:

  • If the I/O operation will cause the oplock to break, the oplock break is initiated.

  • If the I/O operation cannot continue until the oplock break is complete and a completion routine in CompletionRoutine was specified, FsRtlCheckOplockEx2 returns STATUS_PENDING and calls the callback routine specified in PostIrpRoutine. When the oplock break has been acknowledged, the callback routine in CompletionRoutine is called.

  • If the I/O operation cannot continue until the oplock break is complete and CompletionRoutine was not specified, the caller's thread is blocked and FsRtlCheckOplockEx2 will return only when the oplock break is complete.

If the caller's thread is blocked and NotifyRoutine is not NULL, NotifyRoutine will be called for any or all of the following reasons set in NotifyParams:

  • OPLOCK_NOTIFY_BREAK_WAIT_INTERIM_TIMEOUT
  • OPLOCK_NOTIFY_BREAK_WAIT_TERMINATED

The call to NotifyRoutine for any of the above reasons occurs only if CompletionRoutine is NULL and it is necessary to block the caller's thread to wait for the break to complete.

If NotifyRoutine is invoked for reason OPLOCK_NOTIFY_BREAK_WAIT_INTERIM_TIMEOUT, it will always be invoked for reason OPLOCK_NOTIFY_BREAK_WAIT_TERMINATED if the wait terminates/completes for any reason (which may be never).

FsRtlCheckOplockEx2 ignores the OPLOCK_NOTIFY_BREAK_WAIT_INTERIM_TIMEOUT and OPLOCK_NOTIFY_BREAK_WAIT_TERMINATED status codes returned by NotifyRoutine.

A PostIrpRoutine should be specified only if a CompletionRoutine has been specified. When PostIrpRoutine is not NULL, it is called before anything is queued to the waiting Irp queue.

If the OPLOCK_FLAG_PARENT_OBJECT flag is specified in Flags, FsRtlCheckOplockEx2 will unconditionally break any existing parent oplock; that is, the major code in the Irp is not considered.

If a file system uses oplocks, it must call FsRtlCheckOplockEx2 from any dispatch routines for I/O operations that can cause oplock breaks. This rule applies to the following types of I/O operations, because these operations can cause oplock breaks:

  • IRP_MJ_CLEANUP

  • IRP_MJ_CREATE

  • IRP_MJ_FILE_SYSTEM_CONTROL

  • IRP_MJ_FLUSH_BUFFERS

  • IRP_MJ_LOCK_CONTROL

  • IRP_MJ_READ

  • IRP_MJ_SET_INFORMATION

  • IRP_MJ_WRITE

For more information about oplocks, see Opportunistic Locks.

Requirements

Requirement Value
Minimum supported client Windows 10, version 2004
Header ntifs.h

See also

FSCTL_OPBATCH_ACK_CLOSE_PENDING

FSCTL_OPLOCK_BREAK_ACKNOWLEDGE

FSCTL_OPLOCK_BREAK_ACK_NO_2

FSCTL_OPLOCK_BREAK_NOTIFY

FSCTL_REQUEST_BATCH_OPLOCK

FSCTL_REQUEST_FILTER_OPLOCK

FSCTL_REQUEST_OPLOCK_LEVEL_1

FSCTL_REQUEST_OPLOCK_LEVEL_2

FltCheckOplockEx

FsRtlCurrentBatchOplock

FsRtlInitializeOplock

FsRtlOplockFsctrl

FsRtlOplockIsFastIoPossible

FsRtlUninitializeOplock

OPLOCK_NOTIFY_PARAMS